JUMP TO CONTENT

Real Assets - Senior Compliance Manager

  1. London
  2. Full-time
  3. Compliance

__jobinformationwidget.freetext.ExternalReference__

848_06608


Company Description

Legal & General is one of Europe’s largest asset managers, providing clients and partners with complex, responsible investment solutions, across public and private markets. As a global investor, we are present where our clients most need us – from Hong Kong and Singapore, to Chicago and major European financial hubs.

Created by combining our investment management (LGIM) and asset origination (LGC) capabilities, our Asset Management division works with our Institutional Retirement and Retail divisions to benefit our clients and customers – which include individual savers, pension scheme members and global institutions – and deliver enhanced shareholder returns.

Joining us means becoming part of a market-leading team, with capabilities across the full spectrum of asset classes, with an enduring commitment to responsible investment and creating long-term, sustainable value for our clients and partners.


Job Description

We’re recruiting for a Senior Compliance Managerto join our Real Assets team. We’re offering a competitive base salary strong benefits package.

Joining a team and business with a great culture, you’ll be part of an exciting time as Real Assets is one of the key growth areas for L&G Asset Management. Additionally, the business is looking to expand globally, and you will be involved in new fund launches.

In this role, you will be responsible for providing expert advisory support across fund strategy, conduct risk, and compliance.

What you'll be doing:

  • Proactively provide advice, challenge, and review to the business, ensuring first-class conduct risk mitigation
  • Analysing emerging and developing regulations to implement changes quickly and effectively
  • Acting as the key point of contact for any conflicts within Real Assets
  • Participating in committee meetings and assist with the drafting of reports

Qualifications

Who we're looking for:

  • Real Asset/Alternative Asset experience is key to this role
  • A detailed understanding of compliance and conduct risk within an investment management environment
  • Strong knowledge of AIFMD regulations
  • Excellent stakeholder management skills, including the ability to build strong relationships and negotiate with and influence key groups

Whatever your role, we reward performance and behaviour with a package that looks after all the things that are important to you. Here are some of the benefits we offer: 

  • The opportunity to participate in our annual, performance-related bonus plan and valuable share schemes  
  • Generous pension contribution  
  • Life assurance   
  • Private medical insurance (permanent employees only) 
  • At least 25 days holiday, plus public holidays, 26 days after 2 years’ service. There’s also the option to buy and sell holiday 
  • Competitive family leave 
  • Participate in our electric car scheme, which offers employees the option to hire a brand-new electric car through tax efficient salary sacrifice 
  • There are the many discounts we offer – both for our own products and at a range of high street stores and online   
  • In 2023, some of our workspaces were redesigned. Our offices are great spaces to connect and collaborate and have your wellbeing at the heart 

Additional Information

Legal & General is a leading financial services group and major global investor, named Britain’s Most Admired Company in 2023, for the second year running. Rated top in our sector and top for inspirational leadership, we have a strong heritage and an exciting future.

We aim to build a better society for the long term by investing our customers’ money in things that make life better for everyone.

If you join us, you’ll be part of a welcoming culture, with opportunities to collaborate with people of diverse backgrounds, views and experiences. Guided by leaders with integrity who care about your future and wellbeing. Empowered through initiatives which support people to develop their careers and excel.

We strive to be open, mindful and inclusive, so are always willing to discussing flexible working arrangements and reasonable accommodations for candidates with specific needs.

If you’re open to find out more, we'd love to hear from you.

Great news! We will let you know when a new job like this has been added!

VideoUrl

https://youtu.be/8ZYGBwImH08

Similar roles

List #1

Our latest posts

defined contribution person sitting at desk with laptop smiling
How to progress your career in Defined Contribution

Teaser

General

Content Type

Blog

Publish date

11/07/2024

Summary

At Legal & General, we understand that the Defined Contribution (DC) industry is evolving rapidly, and so are the opportunities within it.  For mid to senior-level professionals, progressing to

Teaser

Advancing your career in Defined Contribution offers immense potential to make a meaningful impact on the financial futures of countless individuals.

Read more

by

Enrique Rodriguez

by

Enrique Rodriguez

image of Legal and General interns
4 compelling reasons to kickstart your career with an Internship at Legal & General

Teaser

Future Talent

Content Type

Blog

Publish date

11/01/2024

Summary

Internships are a pivotal moment in a student’s career, providing a chance to step into the professional world, gain hands-on experience, and discover potential career paths.  At Legal & Gen

Teaser

Hear from some of L&G’s interns as they reflect on their experiences.

Read more

by

Enrique Rodriguez

by

Enrique Rodriguez

underwriter having a cup of tea and smiling
The evolving landscape of underwriting careers: insights for mid to senior-level professionals

Teaser

General

Content Type

Blog

Publish date

11/01/2024

Summary

As the world of finance continues to transform, so too does the role of underwriters. At Legal & General, we understand that the underwriting profession has evolved far beyond traditional risk a

Teaser

Join us as we explore how the landscape of underwriting is changing and what it means for experienced professionals aiming to stay ahead in this evolving field.

Read more

by

Enrique Rodriguez

by

Enrique Rodriguez

image of customer service rep on phone sitting at computer
Careers in Retail at Legal and General

Teaser

Customer Service & Sales

Content Type

Blog

Publish date

11/01/2024

Summary

What is a career in retail?  A career in retail at Legal & General offers a unique opportunity to shape brighter financial futures for millions of people.  Whether it’s through supporting retire

Teaser

A career in retail at Legal & General offers a unique opportunity to shape brighter financial futures for millions of people. Learn how.

Read more

by

Enrique Rodriguez

by

Enrique Rodriguez

image of hafsah
Hafsah’s journey through L&G’s finance graduate scheme

Teaser

Future Talent

Content Type

Blog

Publish date

10/14/2024

Summary

At Legal & General, we’re passionate about nurturing talent and empowering the next generation of finance professionals.  We recently caught up with Hafsah, one of our Finance Graduate Programme

Teaser

We recently caught up with Hafsah, one of our Finance Graduate Programme participants, who just completed her first year with us.

Read more

by

Enrique Rodriguez

by

Enrique Rodriguez

image of jennifer
Empowering engineers: leadership lessons from L&G’s engineering team

Teaser

Our people

Content Type

Blog

Publish date

10/14/2024

Summary

At Legal & General, we believe that great leadership is about more than just delivering results - it's about nurturing teams, fostering diversity, and driving innovation.  We sat down with one o

Teaser

We sat down with our Head of Engineering, Jennifer Pickard, to explore what inspired her career in engineering.

Read more

by

Enrique Rodriguez

by

Enrique Rodriguez

image of jesal from defined contributions
Jesal Mistry’s career journey in Defined Contribution

Teaser

Customer Service & Sales

Content Type

Blog

Publish date

09/25/2024

Summary

At Legal & General, we take pride in our talented professionals who are dedicated to making a difference in the world of pensions and investments.  Take Jesal, a leader in Defined Contribution (D

Teaser

Jesal shares insights into his DC career journey.

Read more

by

Enrique Rodriguez

by

Enrique Rodriguez

image of claire hazle smiling
Championing women and neurodiversity in tech leadership: Claire Hazle's role at L&G

Teaser

Technology, Digital & Data

Content Type

Blog

Publish date

09/18/2024

Summary

At Legal & General, we are committed to fostering an inclusive environment where diversity thrives and leadership positions are accessible to people from all backgrounds.  Claire Hazle, our interim

Teaser

Join us as Claire shares her experiences and insights on championing women and neurodiverse individuals in the tech space.

Read more

by

Enrique Rodriguez

by

Enrique Rodriguez

image of christie smiling
Navigating my career as an actuary: A Conversation with Christie McKenna

Teaser

Finance & Actuary

Content Type

Blog

Publish date

09/17/2024

Summary

Navigating the intricate world of finance as an actuary requires a blend of analytical abilities, communication skills and adaptability. At Legal & General, these qualities are not just recognised

Teaser

Christie shares what it takes to succeed as an Actuary at Legal & General and the rewarding aspects of his role.

Read more

by

Enrique Rodriguez

by

Enrique Rodriguez

legal and general customer service rep smiling at computer
Key skills needed in a Customer Service Team

Teaser

Customer Service & Sales

Content Type

Blog

Publish date

08/28/2024

Summary

Good customer service is such a big factor in customer retention. It makes our Customer Service Team a very important and vital part of our business. On average, 65% of customers have reported chan

Teaser

Let’s explore the key customer service skills and strengths needed to be successful at Legal & General.

Read more

by

Enrique Rodriguez

by

Enrique Rodriguez

View all

Job search

What we do?

There’s so much more to us than meets the eye. We’re insurers, investors, builders, city-regenerators and green technology champions.

And whatever the future holds, our people’s knowledge, skill and passion will mean we’re placed to make a real difference to society.

Click here to join us
Search for jobs